Preparing for the Senior Executive Accountability Regime

Continuous Professional Development (CPD) 

Continuous professional development (CPD) is a major factor when carving out a career in compliance, particularly when taking in to account the ever-changing regulatory environment with new and emerging legislation constantly on the agenda. The Compliance Institute is the leading provider of CPD events for compliance professionals in Ireland. 

Preparing for the Senior Executive Accountability Regime 

An overview of the financial services industry readiness and practical steps you can take now in preparation for the new regime.


Our session will focus on:
Providing an overview of the findings in our report,  “Senior Executive Accountability Regime - Preparing for the individual accountability framework 2022”; and
Discussion of the key actions you can take now to prepare for the senior executive accountability regime of key requirements including practical examples, specifically: 
o Common fitness and probity weaknesses that firms can address today; 
o Development of a project plan and key workstreams; 
o Preparing a Management Responsibilities Map; and
o Defining Reasonable Steps.

Webinar Details

Date: Week Commencing 12th May 

Time: 13:00-14:00

CPD: 1 hour CPD for LCI, FCI (Compliance), FCI (Ethics), CECA, Professional Banker, Chartered Banker, Certified Bank Director, Certified Investment Fund Director & Personal Insolvency
Practitioner, Accredited Funds Professional

Fee: €25 for Members, €35 for Non-members

Platform: GoToWebinar 


For a full list of our upcoming CPD events, click here.

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Kian Caulwell
Partner, Head of Financial Services Consulting

Kian Caulwell is a Partner and Head of Financial Services Consulting, responsible for delivering regulatory consulting and risk assurance services to our financial services clients. He is an Irish chartered accountant and Certified Ethical and Cultural Advisor with over 15 years financial services experience. Kian advises financial services institutions in banking, asset management, payment services and leasing. In addition, he has significant experience acting for and on behalf of European central banks including, the Central Bank of Ireland, the Financial Conduct Authority and Prudential Regulation Authority in the UK.
Kian and the Financial Services Consulting team have in-depth technical knowledge of anti-money laundering and countering terrorist financing, conduct risk (consumer and investor protection), corporate governance, fitness and probity, operational risk, credit risk and risk management frameworks.

12/05/2022 13:00 - 14:00
GMT Daylight Time
Registration is closed.