Managing Regulatory Interaction & Engagement - In Person
Managing Regulatory Interaction & Engagement
Event Details
Date: 15th August 2024
Time: 09:00 - 16:45
Fee: €625 (Introductory launch offer €500)
CPD: 4 hours LCI, FCI (Compliance), CFCP, 3 hours CFRCP
Venue: In person (TBC),will be within walking distance of St. Stephen’s Green
Compliance Institute in conjunction with ComplianceLnD, is delighted to bring you a full day workshop on Managing Regulatory Interaction & Engagement.
Running Order:
09:00 - Light breakfast provided (plus some networking)
09:15 – Session starts
11:00 – Refreshment Break
13:00 – Lunch Break
15:00 – Refreshment Break
16:45 – Session finishes
Managing Regulatory Interaction & Engagement
This workshop course is focused on risk, compliance and anti-financial crime professional being able to effectively prepare for and/or engage with regulators and manage the associated challenges and pitfalls. This includes standards and best practices for related correspondence, examinations, information requests, interviews, breaches/incidents, enforcement actions and remediation. In addition to such professionals, this course is also suitable for broader senior management and stakeholders preparing for increased regulatory attention and/or regulatory examination.
Paul Coady is a senior practitioner with over 25 years’ experience working in Dublin, London and New York leading risk, compliance and anti-financial crime teams and programmes across the UK, US, EMEA, APAC and Africa. He has spent most of his career educating risk, compliance and anti-financial crime professionals, senior leaders and entire organisations all over the world. Paul has held senior industry roles that include Business Ethics, Policies & Training Manager for AIB Bank, Group Head of Compliance Policy & Learning for Barclays, and Global Head of Financial Crime Risk Education & Culture for Deutsche Bank. He is also a regular international speaker and thought leader focused on the people aspects of risk, compliance and anti-financial crime.
Paul holds an MSc. in Education & Training Management from Dublin City University (DCU) and is a Certified Anti-Money Laundering Specialist (CAMS), Licentiate of the Compliance Institute of Ireland (LCI), and a Fellow of the Learning & Performance Institute (FLPI).
The Compliance Institute's CPD Programme is designed specially to support the compliance professional in developing the skills and competences required to perform their role and is also a requirement to maintain your Compliance Institute designation. For more information on Compliance Institute designations, click here.
For a full list of our upcoming CPD events, click here.