Compliance Institute Masterclass - Series 6 - Compliance Risk and Control

Compliance Institute Masterclass - Series 6

Compliance Risk and Control    

Event Details

Date: 1st February 2024 New date: TBC

Time: 13:00pm - 14:00pm

CPD: 1 hour LCI, FCI (Compliance), CFRCP

Fee: €25 to Members, €35 to Non Members

Online: GoTo Webinar 

 

Overview

  • Three Lines of Defence
  • Compliance Risk Ownership
  • Accountability
  • Responsibility
  • Risk Appetite
  • Risk Assessment
  • Risk Controls
  • Monitoring & Controls Testing

Speaker

Michelle Maguire, Head of Risk and Compliance, valid8Me 

Michelle is an experienced compliance and risk professional with 15 years experience in senior regulatory control positions. Michelle is a member of Industry working groups in AML, Regulation. Relevant compliance, risk and legal qualifications complementing strong business commercial knowledge.

Michelle’s areas of expertise include:

Developing and maturing business operations within start-ups

Regulatory risk compliance including training, review and analysis of CBI guidance, AIFMD, UCITS, AML legislation with cross jurisdictional requirements including MiFID, governance and data security

Outsourcing best practice review and guidance

Financial Crime Compliance by way of monitoring, local and global MI reporting and risk consulting

 

The Compliance Institute's CPD Programme is designed specially to support the compliance professional in developing the skills and competences required to perform their role and is also a requirement to maintain your Compliance Institute designation. For more information on Compliance Institute designations, click here.


For a full list of our upcoming CPD events, click here.

Registration is closed.