Certified Mastering Compliance Risk Management Short Course

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Certified Mastering Compliance Risk Management Short Course

 

 

Programme

Study

Assessment 

Fees

6 Weeks

Online

Assignment

€350

Start Date: Wednesday 11th September 2024

 

Wednesday 11th September - Wednesday 16th October 2024

 

Every Wednesday evening on Zoom from 6.30pm - 8.30pm

 

Course Overview

Mastering Compliance Risk Management Short Course 

 

Course Overview:

With the evolving regulatory landscapes and heightened scrutiny, the Certified Mastering Compliance Risk Management Short Course is paramount for individuals and organisations across the financial services spectrum. The Mastering Compliance Risk Management short course is designed to empower professionals with the essential knowledge and skills needed to navigate the complexities of compliance, mitigate risks effectively, and foster a culture of ethical conduct within their organisations.

 

CPD: 2024 - 1824

4 hours LCI, FCI (Compliance), 

2 hours FCI (Ethics), CECA, CFRCP, CSFCP, QFA, CPD Member, Certified Bank Director, Certified Investment Fund Director, Wealth Management
Professional, Retirement Planning Professional, MCI Board Member, Accredited Funds Professional

1 hour CFCP, CDPO, Professional Banker, Chartered Banker

Course Overview:

 

1. Course Introduction, Authorisation Process and Board Engagement.

2. Policy and Procedures - Risk-Based Approach.

3. IAF Map, Culture, and Regulatory Compliance.

4. AML/CTF, GDPR, CyberRisk and the NIST Framework.  

5. Tasks and Expectations of the modern Compliance Officer.

6. Compliance Checklist and Learning Outcomes Recap

 

If you miss a session don't worry! Recordings of the session will be made available to learners to view the day after each session takes place.

 

If you have any queries on registering please email [email protected]

Programme Overview, Schedule and Registration:

 

Please see below the Programe Overview and Schedule.

 

Registration - if you are a Compliance Institute Member and you would like to register for this short course please click on Sign In under  register myself at the bottom of this page.

 

If you are a non-member of Compliance Institute and you would like to register for this short course please click on Create An Account at the bottom of this page under register myself.

 

If you miss a session don't worry! Recordings of the session will be made available to learners to view the day after each session takes place.

 

If you have any queries on registering please email [email protected]

Programme Overview
Schedule

Lecturers

Gina Fanning

Gina is a senior compliance risk governance and training practitioner with 25+ years’ experience in the Financial Services sector, ranging across Banking, Insurance, CU’s and Fintech’s.  Gina has extensive experience and expertise in implementing regulatory compliance, risk governance, AML/CFT, GDPR, IAF frameworks – 15 years at Leadership level.  Gina is Co-Founder and CEO of CompliNet Ltd., and works with a variety of clients in Financial Services across Compliance Risk Management, Governance and Training.

Alma Conroy

Alma is an experienced professional with 18 years’ experience in Compliance, AML, and KYC. In her 18 years, she has gained experience in all aspects of AML standards and MLRO Services.

Alma has developed and strengthened her knowledge of the risk management frameworks and control standards including policies, due diligence, governance, compliance, processes, continuous improvement, testing, reporting and internal/external training. Alma is a member of the Compliance Institute. She holds a Professional Certificate and Diploma in Compliance and a Diploma in Fintech Risk and Compliance in association with Professional Accountancy Training (PAT) and the Compliance Institute.

Amy Keating, Manager, Grant Thornton Ireland

Amy joined Grant Thornton in 2022 as a Manager and brings a wealth of banking experience amassed over 10 years across several large financial institutions. Amy is a Chartered Banker and previously worked as a Branch Manager in a busy retail branch leading a team of customer service officers and customer advisors. Amy worked in Bank of Ireland for over 9 years in a variety of roles and has excellent knowledge of BOI systems, processes and internal procedures.

Amy is an experienced client manager and advisor focused on customer satisfaction, portfolio management, financial risk management, business relationship management and general banking. Expert knowledge of risk, compliance, governance and assurance functions 

Any Questions?

If you have any questions on this short course or any education programme:

 

Contact: [email protected]

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When
11/09/2024 - 23/10/2024
Sign in or create an account to register Last day to register is 09/09/2024