The Administrative Sanctions Procedure and the IAF – A Changing Regulatory Landscape (Hybrid)

The Administrative Sanctions Procedure and the IAF – A Changing Regulatory Landscape

Event Details

Date: 20th March 2024

Running Order:

16:15pm - 16:45pm – Registration & Networking 

16:45pm - 17:45pm - The Administrative Sanctions Procedure and the IAF – A Changing Regulatory Landscape

Event will be followed by Drinks Reception 

CPD: 1 hour LCI, FCI (Compliance), FCI (Ethics), Professional Banker, Chartered Banker, Certified Bank Director, Certified Investment Fund Director, Accredited Funds Professional 

Fee: €25 for members, €35 for non members

Venue: Hybrid with the in person venue KPMG’s Platform X, (2 Harbourmaster, IFSC, Dublin 1)

Event Overview

Join us on Wednesday, 20th March 2024, where Sara Carpendale, Deputy Head of Enforcement Division, Central Bank of Ireland will provide our members with the latest insights from Central Bank’s Administrative Sanctions Procedure (ASP) which will be followed by a panel discussion and Q+A session.

 

A drinks reception will be held after this CPD event, which is a great opportunity for members to network with peers.

 

This session will focus on the developments in the Central Bank’s Administrative Sanctions Procedure of most relevance to compliance professionals with insights from the Central Bank of Ireland, A&L Goodbody and KPMG.

 

The session will overlay the Individual Accountability Framework, in particular the Conduct Standards and Duty of Responsibility, over the Administrative Sanctions Procedure and give insights into how firms and compliance professionals can best prepare for and address increased regulatory scrutiny for firms and individuals.

Speaker

Sara Carpendale, Deputy Head of Enforcement Division, Central Bank of Ireland

Sara is a qualified solicitor who, prior to joining the Central Bank of Ireland in 2016, worked in private practice specialising in commercial and regulatory litigation.

Sara is Deputy Head of the Central Bank’s Enforcement Advisory Division, where she has responsibility for Enforcement policy development and legal advice. Sara led the Central Bank’s recent ASP consultation process and engagement.

Panel

Noleen Meehan, Partner, Employment at A&L Goodbody LLP

Noeleen Meehan is a partner in A&L Goodbody's Employment Law group with considerable experience advising domestic and international clients on all aspects of employment law and industrial relations matters. Noeleen advises clients across a broad range of sectors on contentious and non-contentious employment law issues, including the defence of complex employment litigation and the conduct of internal HR processes. She also regularly advises corporate clients on large-scale projects, including reorganisations and restructurings, employment aspects of mergers and acquisitions and large-scale outsourcing projects.

Mark Devane, Partner, A&L Goodbody LLP

Mark Devane is a partner in A&L Goodbody's Regulatory Investigations practice with expertise in advising on all interactions with regulatory bodies, with a particular focus on investigations by the Central Bank of Ireland and European Central Bank. As well as market leading experience on regulatory investigations, Mark's experience includes advising clients on issues relating to fitness and probity, individual accountability, whistleblowing, and regulatory inspections. Mark has also represented financial institutions and other regulated entities in the financial services sector in litigation at all levels of the Irish courts.

Rosalind Norton, Director, Risk Consulting at KPMG Ireland

Rosalind is a Director in KPMG’s Risk Consulting practices and advises a range of leading financial institutions in Banking and Insurance. Rosalind has been with KPMG for 9 years, with 5 years spent at KPMG Australia. In this time, she has gained valuable insight and deep knowledge across Individual Accountability, Conduct Risk, Culture and Inclusion and Diversity.   Rosalind supports clients with the development of regulatory and culture change programmes and investigations and in particular, Rosalind brings SME knowledge on the impact and lessons learnt from the Banking Executive Accountability Regime (BEAR) in Australia.

 

The Compliance Institute's CPD Programme is designed specially to support the compliance professional in developing the skills and competences required to perform their role and is also a requirement to maintain your Compliance Institute designation. For more information on Compliance Institute designations, click here.


For a full list of our upcoming CPD events, click here.
When
20/03/2024 16:45 - 17:45
GMT Standard Time
Registration is closed.