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Certified Short Course

Implementation of the Individual Accountability Framework (IAF)

Start Date: Tuesday 30th April 2024

Programme Overview

Compliance Institute in partnership with our Education Partner, IOB are delighted to launch the Certified Implementation of the Individual Accountability (IAF) short course. This course is designed to provide learners with a general overview of the requirements of the IAF with a particular emphasis on practical implementation and best practices to support ongoing compliance, risk management, corporate governance, and ethical behaviour.  

The course will benefit a wide range of participants, including executive and non-executive board members, senior executives, management and key staff across various business functions as well as risk, regulatory, audit and compliance professionals.

CPD:

4 hours LCI, FCI (Compliance), QFA, CPD Member

3 hours Professional Banker, Chartered Banker, Certified Bank Director, Certified Investment Fund Director, MCC Product Category, Wealth Management Professional, Retirement Planning Professional, Accredited Funds Professional

2 hours FCI (Ethics), CECA, MCI Board Member

1 hour CFCP CDPO, CFRCP, Personal Insolvency Practitioner, Certified Sustainable Finance Compliance Professional, Regulatory Reporting
Professional

Course Overview: 

• Overview of the IAF requirements and Legal Perspectives
• Compliance & Monitoring
• Accountability, Conduct, Culture & Risk Management
• People, Training and Development 
• Enforcement Considerations 
• Q&A and Interactive Session
• Course Assessment and Certification

How you will benefit: 

Learners will gain insights into how the IAF impacts different individuals, functions, roles and responsibilities within financial services businesses, identify and examine practical challenges and opportunities for delivering compliance and promoting a culture of accountability and ethical conduct.

Programme Overview, Schedule and Registration:

Please see below the Programe Overview and Schedule.

Registration - if you are a Compliance Institute Member and you would like to register for this short course please click on Sign In under  register myself at the bottom of this page.

If you are a non-member of Compliance Institute and you would like to register for this short course please click on Create An Account at the bottom of this page under register myself.

If you miss a session don't worry! Recordings of the session will be made available to learners to view the day after each session takes place.

If you have any queries on registering please email [email protected]

Upon completion of an MCQ assignment, successful participants will receive a Compliance Institute digital badge and certificate of completion.

Any Questions?

If you have any questions on the Certified Implementation of the Individual Accountability (IAF) short course or any education programme please email [email protected]

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