Committees & Working Groups 

Compliance Institute is supported by numerous volunteers who sit on our Committees & Working Groups in support of both the institute and its members. Committees & Working Groups, which are made up of experts in their area, serve to provide members with the latest insights on current and pending issues of relevance. They also seek to identify issues which may impact on Compliance Institute members in their day to day functions and their education needs. In addition, where required by council or the executive, the Committee's & Working Group may provide subject matter expertise in relation to their area.

Compliance Institute Committees

The work of Council is supported by the following committees:

Audit Committee

Diversity & Inclusion Committee

Central Steering Committee 

Ethics Committee

FRAC – Finance, Risk & Administration Committee

Membership Committee

Compliance Institute currently host the following Working Groups:

Consumer Protection Working Group

Data Protection & Information Security Working Group (DPIS)

Financial Crime Compliance Working Group

Fintech & Payments Working Group

Funds Working Group

IAF Working Group 

Pensions Working Group

Prudential Regulation & Governance Working Group (PR&G)

Each Working Group run at least 2 annual events comprised of seminars, webinars and/or workshops. Such events are built around hot topics concerning each Working Group’s particular area of expertise and are normally accredited for CPD.