I'm a new Text block ready for your content.

Certified Mastering Compliance Risk Management Short Course

Start Date: Wednesday 11th September 2024

Wednesday 11th October - Wednesday 16th October 2024

Every Wednesday evening on Zoom from 6.30pm - 8.30pm

Course Overview

Mastering Compliance Risk Management Short Course 

Course Overview:

With the evolving regulatory landscapes and heightened scrutiny, the Certified Mastering Compliance Risk Management Short Course is paramount for individuals and organisations across the financial services spectrum. The Mastering Compliance Risk Management short course is designed to empower professionals with the essential knowledge and skills needed to navigate the complexities of compliance, mitigate risks effectively, and foster a culture of ethical conduct within their organisations.

CPD: 2024 - 1824

4 hours LCI, FCI (Compliance), 

2 hours FCI (Ethics), CECA, CFRCP, CSFCP, QFA, CPD Member, Certified Bank Director, Certified Investment Fund Director, Wealth Management
Professional, Retirement Planning Professional, MCI Board Member, Accredited Funds Professional

1 hour CFCP, CDPO, Professional Banker, Chartered Banker

Course Overview:

1. Course Introduction, Authorisation Process and Board Engagement.

2. Policy and Procedures - Risk-Based Approach.

3. IAF Map, Culture, and Regulatory Compliance.

4. AML/CTF, GDPR, CyberRisk and the NIST Framework.  

5. Tasks and Expectations of the modern Compliance Officer.

6. Compliance Checklist and Learning Outcomes Recap

If you miss a session don't worry! Recordings of the session will be made available to learners to view the day after each session takes place.

If you have any queries on registering please email [email protected]

Programme Overview, Schedule and Registration:

Please see below the Programe Overview and Schedule.

Registration - if you are a Compliance Institute Member and you would like to register for this short course please click on Sign In under  register myself at the bottom of this page.

If you are a non-member of Compliance Institute and you would like to register for this short course please click on Create An Account at the bottom of this page under register myself.

If you miss a session don't worry! Recordings of the session will be made available to learners to view the day after each session takes place.

If you have any queries on registering please email [email protected]

Lecturer

Any Questions?

If you have any questions on this short course or any education programme:

Contact: [email protected]

< Back to all Education Programmes